FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * AMAITIS LEE M | 2. Issuer Name and Ticker or Trading Symbol ESPEED INC [ ESPD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Global Chief Operating Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | M | 43750 | A | $5.1 | 147262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | M | 50000 | A | $14.39 | 197262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 1000 | D | $23.22 | 196262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 900 | D | $23.22 | 195362 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2850 | D | $23.14 | 192512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 1000 | D | $23.23 | 191512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.16 | 189512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.18 | 187512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.19 | 185512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.18 | 183512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 3000 | D | $23.2 | 180512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.23 | 178512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 3000 | D | $23.22 | 175512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 3000 | D | $23.2 | 172512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 5000 | D | $23.2 | 167512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 5000 | D | $23.25 | 162512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 5000 | D | $23.35 | 157512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 5000 | D | $23.4 | 152512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 3250 | D | $23.34 | 149262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.41 | 147262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 5000 | D | $23.43 | 142262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2857 | D | $23.5 | 139405 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 143 | D | $23.4 | 139262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 2000 | D | $23.44 | 137262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 3750 | D | $23.44 | 133512 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 1250 | D | $23.56 | 132262 | D | |||
Class A Common Stock, par value $0.01 per share | 12/12/2003 | S | 3750 | D | $23.57 | 128512 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Class A Common Stock, par value $0.01 | $5.1 | 12/12/2003 | M | 43750 | (1) | (2) | Class A Common Stock, par value $0.01 per share | 43750 | $0 (3) | 237500 | D | ||||
Option to purchase Class A Common Stock, par value $0.01 | $14.39 | 12/12/2003 | M | 50000 | (4) | (5) | Class A Common Stock, par value $0.01 per share | 50000 | $0 (3) | 150000 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
AMAITIS LEE M 135 EAST 57TH STREET C/O ESPEED INC NEW YORK, NY 10022 | X | Global Chief Operating Officer |
Signatures | ||
Lee Amaitis | 12/15/2003 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |